NEUBERGER CUSTOM DIRECT INVESTING (CDI) — 2441620
Application number
2441620
Type(s)
Standard Characters
Category
Trademark
CIPO Status
SEARCHED
TM5 status
LIVE/APPLICATION/
Under Examination
The trademark application has been accepted by the Office (has met the minimum filing requirements) and that this application has been assigned to an examiner.
Filed
2025-12-04
Applicant
Neuberger Berman Group LLC
1290 Avenue of the Americas
New York, NY 10104
UNITED STATES OF AMERICA
Agent
OSLER, HOSKIN & HARCOURT LLP
Suite 320, World Exchange Plaza
100 Queen Street
Ottawa,
ONTARIO K1P1J9
Documents
Index headings
- NEUBERGER CUSTOM DIRECT INVESTING (CDI)
Services (Nice class & Statement)
- 36
- (1) Financial services, namely, investment advisory, investment management, asset management, portfolio management, investment brokerage, securities brokerage, investment consultation, wealth management, and financial planning services; financial services, namely, providing an interactive website featuring information and links relating to investment advisory services, investment management services and financial management; financial and investment services, namely, investment advisory and investment management and brokerage of securities, exchange-traded funds, models, hedge funds, private equity funds, funds investment, wrap fee programs, separate accounts, stocks, bonds, commodities, derivatives and debt investment, and limited partnerships; financial services, namely, financial research, analysis, consultation, and information services; financial services, namely, investment fund transfer and transaction services; financial custody services, namely, commission of servicing and management of financial assets; management and investment of funds and assets of others; capital investment services; financial services, namely, mutual fund advisory and investment management services, mutual fund distribution services, mutual fund underwriting and administration services; financial investment services, namely, creation, operation, management, brokerage and administration of the issuance and distribution of investment funds, exchange-traded funds, investment fund transfer and transaction services; financial services, namely, exchange-traded fund advisory and investment management services, exchange-traded fund distribution services, exchange-traded fund underwriting and administration services; clearance services, namely, clearing and settling financial transactions on behalf of others; maintaining assets and securities for others, and confirming and tracking financial transactions for others; retirement planning services; real estate investment services.
Claims
- Priority Filing Date: December 03, 2025, Country or Office: UNITED STATES OF AMERICA, Application No. 99/528,323 in association with the same kind of services
Action History
| Action | Action date | Due date | Comments |
|---|---|---|---|
| Filed | 2025-12-04 | ||
| Created | 2025-12-04 | ||
| Formalized | 2025-12-04 | ||
| Pre-Assessment Letter Sent | 2025-12-18 | Goods or Services Not Acceptable | |
| Search Recorded | 2026-08-12 | ||
| Examiner's First Report | 2026-08-12 | 2027-02-12 |