Resources - Investment fund dealers

Learn how the Investment Industry Regulatory Organization of Canada (IIROC) arbitration program assists member firms, and their clients, with an alternative to legal action when resolving disputes.

Discover the common types of investments, the risk levels associated with different types of investments as well, as their associated costs and fees.

Explore whether the Ombudsman for Banking Services and Investments' (OBSI) free dispute-resolution service for consumers can help you with unresolved complaints against your financial institution or investment firm.

Learn how the Alberta Securities Commission protects investors by enforcing the province's securities laws as well as protecting investors from improper or fraudulent practices.

Discover how the British Columbia Securities Commission protects investors by investigating complaints in the investment market.

Learn how the Securities Division of the Manitoba Securities Commission protects investors and promotes fair and efficient capital markets throughout the province.

Contact the Autorité des marchés financiers to file an insurance-related complaint, including those against trust and loan companies.

Learn how the Nova Scotia Securities Commission provides investors with protection through investor education, ensuring regulatory compliance and enforcing securities laws.

Discover how New Brunswick's Financial and Consumer Services Commission can assist you with questions and complaints concerning credit unions, securities, insurance, trust and loan companies and more.

Find out how the Financial and Consumer Affairs Authority protects consumers by regulating financial products and service providers in Saskatchewan.

Find out how the Office of the Superintendent of Securities protects consumers by licensing securities and mutual fund dealers, enforcing securities laws, responding to investor complaints and more.

Learn how Nunavut's Office of the Superintendent of Securities protects the investing public, promotes a fair and efficient marketplace and responds to investor complaints.

Discover how the Ontario Securities Commission works to protect investors, foster fair and efficient markets and monitor compliance with rules governing the securities industry in Ontario.

Follow these steps when filing a complaint against a federally regulated financial institution.

Contact Digital Government and Service NL to help you answer questions and mediate complaints about mutual fund and securities sales practices.

Discover what you can expect from a certified financial advisor or planner if you feel your rights aren’t being respected, and what rights and responsibilities you have if you self-direct your investments.

Contact PEI's Superintendent of Securities Office if you have concerns about a company you invested in, the way your investments were handled, or if you believe securities or mutual fund law was breached.

Visit the Yukon's Securities and Investment page for helpful information about how to invest your money or making a complaint about a financial investment.