ADVANCING FINANCIAL MARKETS. TOGETHER. — 2044442
Application number
2044442
Registration number
TMA1418867
Type(s)
Standard Characters
Category
Trademark
CIPO Status
REGISTERED
TM5 status
LIVE/REGISTRATION/Issued
and Active
The trademark application has been registered with the Office.
Filed
2020-08-06
Registered
2026-06-12
Registration Expiry Date
2036-06-12
Registered Owner
The Depository Trust & Clearing Corporation
570 Washington Blvd.
Jersey City, NJ 07310
UNITED STATES OF AMERICA
Agent
WENDY D. RIEL
FOGLER, RUBINOFF LLP
Scotia Plaza, 40 King Street West, Suite 2400, P.O. Box 215
Toronto
ONTARIO M5H3Y2
Documents
Index headings
- ADVANCING FINANCIAL MARKETS. TOGETHER.
Goods (Nice class & Statement)
- 9
- (1) Computer software used for financial transactions in the fields of securities trade processing and trade management; Downloadable electronic publications in the nature of articles, whitepapers, reports, presentations, and educational materials in the field of financial services
Services (Nice class & Statement)
- 35
- (1) Business information services in the nature of issuance, collection, storage, maintenance, management and dissemination of information relating to businesses and legal entities; Business information services in the nature of collection, storage maintenance, management and dissemination of information relating to financial transactions; Compilation and systemization of business and legal entity information and data into computer databases; Issuance, collection, storage, maintenance, management and dissemination of information relating to businesses and legal entities
- 36
- (2) Clearing, reconciling, and processing financial transactions via a global computer network; Financial transaction processing services, namely, processing and management of post trade activity, namely, clearance and settlement of financial transactions; Financial clearing houses; Financial transaction services, namely, national clearinghouse services for the settlement of trades in securities and other financial products; Financial custody services, namely, maintaining possession and record of securities and other financial instruments for others for financial purposes; Financial information services, namely, providing commercial identifiers and entity information for legal entities that engage in financial transactions; Providing financial information services to underwriting entities in the field of financial instruments; Financial information processing in the nature of assessing eligibility of securities for underwriting, settlement, and deposit; Tax services, namely, tax withholding services and tax reporting services; Financial processing, financial information, and financial services, namely, settlement of commissions payments and invoices in the wealth management field regarding mutual funds, alternative investment products, and insurance and retirement products; Financial information processing services for secure information exchange in the field of wealth management regarding mutual funds, alternative investment products, and insurance and retirement products; Financial information services, namely, the creation and dissemination of databases, aggregates, reports, benchmarks, data analytics in the fields of securities trade processing and trade management; Providing financial information services, namely, information for use in connection with underwriting, corporate actions processing, securities processing, tax services, and issuer services via a website; Financial information services to automate, standardize, and centralize mutual fund, alternative investments, and insurance and retirement funds and retirement accounts; Financial information services, namely, providing information regarding financial trade management; Financial transaction processing services, namely, posttrade securities processing and pre-settlement services featuring provision of information to market participants about the details of their trades in the field of securities financial assets; Financial transaction processing services, namely, automated securities trade matching, execution, and settlement services; Financial transaction services, namely, securities trading and settlement staging services; Financial transaction processing services, namely, processing and management of post trade activity, namely clearance and settlement of financial transactions; Providing financial transaction processing services for supporting centralized matching of post-trade financial transactions; Financial transaction processing services, namely, automatic acceleration of electronic trade affirmation processing; Financial information services, namely, communicating post-trade settlement details between investment managers and broker/dealers prior to confirmation to avoid settlement delay, eliminate clerical errors, and reduce risk of trade failure; Financial transaction processing of securities trading featuring processing of standing settlement and account instructions; Trade repository services, namely, the collection, storage, maintenance, management, recordkeeping and reporting of information relating to derivatives transactions for regulatory compliance;
- 38
- (3) Electronic transmission for others of securities trading instruction data via computer networks, the internet and direct lease-line connections; Electronic exchange of messages, featuring automated notices of trade execution and allocation
- 41
- (4) Arranging and conducting live and on-line seminars and educational conferences in the field of finance; Educational services, namely, development and dissemination of on-line educational materials for others in the field of financial services; Providing online, non-downloadable electronic publications in the nature of articles, whitepapers, reports, presentations, and educational materials in the field of financial services
- 42
- (5) Providing online, non-downloadable software to facilitate the processing and management of post trade activity; Providing online, non-downloadable software for automated securities trade matching, execution, and settlement services; Providing online, non-downloadable software for use in securities trade allocation and confirmation; Providing an online, non-downloadable platform for securities trade matching and processing; Providing online, non-downloadable software and data feeds in the field of finance to facilitate access to and use of data, reports and analytics related to financial instruments and transactions; Developing customized web pages and data feeds featuring user-defined information in the field of financial instruments and transactions; Providing online, non-downloadable software to facilitate the management of collateral; Providing online, non-downloadable software that automates and standardizes invoices and fee data to mutual funds, facilitates fee payments between mutual funds and their intermediaries, and automates settlement of mutual fund fees; Providing online, non-downloadable software that enables insurance distributors to electronically exchange data relating to post-issue processing of insurance and retirement information
Claims
- Priority Filing Date: February 13, 2020, Country or Office: UNITED STATES OF AMERICA, Application No. 88/795,690 in association with the same kind of goods and in association with the same kind of services
Recordals (known also as Footnotes)
Owner Address Change / Changement d'adresse du propriétaire DATE REGISTERED / DATE DE L'ENREGISTREMENT: 2023-05-29Action History
| Action | Action date | Due date | Comments |
|---|---|---|---|
| Filed | 2020-08-06 | ||
| Created | 2020-08-06 | ||
| Formalized | 2020-08-06 | ||
| Agent Changed | 2021-11-05 | From: 6208 To: 11789 / Voir Preuve au dossier/See evidence on File No. 1823004 | |
| Pre-Assessment Letter Sent | 2022-06-17 | Goods or Services Not Acceptable | |
| Amendment to Application | 2023-05-29 | Address/address | |
| Agent Name Changed | 2024-05-09 | ||
| Agent Name Changed | 2024-05-10 | ||
| Search Recorded | 2024-08-22 | ||
| Examiner's First Report | 2024-08-22 | 2025-02-22 | |
| Correspondence Created | 2025-05-09 | 2025-11-09 | |
| Approved | 2026-01-06 | APPROVED BY PROGRAM EX200M1 | |
| Approval Notice Sent | 2026-01-06 | APPROVED BY PROGRAM EX200M1 | |
| Advertised | 2026-03-25 | Vol.73 Issue 3726 | |
| Registration Pending | 2026-06-12 | ||
| Registered | 2026-06-12 | 2036-06-12 |